Regional Securities Principal
Join Our Team In 2025, USA Today recognized Primerica as a Top Workplace USA for the fifth year in a row, and Newsweek named Primerica one of America’s Greatest Workplaces for Diversity for the second consecutive year. In 2024, the Atlanta Journal-Constitution named Primerica as a Top Workplace for the eleventh consecutive year, and Forbes recognized Primerica as one of America’s Best Employers for Women for the fifth year in a row. In addition, for the tenth time Primerica has been voted a Best Employer by Gwinnett Magazine. Primerica is a great place to work! About this Position The Regional Securities Principal is essential to the overall functionality and efficiency of the Field Supervision Department and will also be involved with production reporting, securities activity, recruiting activity, Regional VP promotions and demotions, hierarchy changes, license status, field audits, leadership branch office visits, office openings and closings, compliance cases, red flag reporting, and other duties as assigned by the VP, Business Control Director. This is a remote position that is located in CA/Nevada. This position requires up to 25% travel. Estimated salary range for this role is $68K-$85K Responsibilities & Qualifications ESSENTIAL FUNCTIONS (include, but are not limited to):
- Coordinating and assisting with risk identification of all Branch Managers
- Developing and growing an extensive knowledge of all assigned Branch Managers
- Identifying Branch Manager and/or base-shop issues and providing input
KNOWLEDGE, SKILLS & ABILITIES: Bachelors’ Degree or equivalent experience in a financial services industry environment, or compliance related role
- 3-5 years relevant business experience
- Series 6, 26, and 63 licenses required, 65 license preferred
- Fluent in Spanish is a plus
- Strong presentation skills
- Flexible and available to travel as needed
- Familiarity with compliance requirements for insurance, securities, and consumer laws
- Demonstrated history of analytical skills, situational judgment, and decision-making ability
•Excellent PC skills with MS Office knowledge and ability to quickly learn and adapt to new software
- Excellent communication skills, written and verbal
- Ability to manage multiple priorities
- Ability to be a self-starter with the ability to manage multiple priorities
- Excellent interpersonal skills
- Ability to communicate mission critical messages in a one on one setting with high level field leaders
FLSA status: This position is exempt (not eligible for overtime pay): Yes Our Benefits: Day one health, dental, and vision insurance 401(k) Plan with competitive employer match Vacation, sick, holiday and volunteer time off Life and disability insurance Flexible Spending Account & Health Savings Account Professional development Tuition reimbursement Company-sponsored social and philanthropy events It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws. At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives. Apply To This Job